Consolidated Financial Statements of Holding Companies-FR Y-9C – InsuranceNewsNet

Dollar amounts in thousands

BHCK

Rising

Holding companies of less than $5 billion in total assets must report data elements 5.d.(6) and

5.d.(7) only and leave 5.d.(1) through 5.d.(5) blank.

5. d. Income from securities and insurance activities:

(1) Securities brokerage fees and commissions ………………………………… . ……….

C886

0

(2) Investment banking, advisory and underwriting fees and commissions……………

C888

0

(3) Fees and Commissions on Annuity Sales……………………………………….. .. …………………

C887

0

(4) Technical income from insurance and reinsurance activities ……………………………. ..

C386

0

(5) Income from other insurance activities …………………………………….. …….. …………………….

C387

32647

(6) Fees and commissions for securities brokerage, investment banking, consulting and

Subscription fees and commissions …………………………………….. ….. …………………….

KX46

(7) Income from insurance activities5 ………………………………………….. …………………..

KX47

………………………………………….. ………………………………….e. Venture capital income6

B491

0

………………………………………….. …………………………………………F. Net management fees

B492

0

………………………………………….. ……………………………. g. Net securitization income6

B493

0

h. Not applicable.

I. Net capital gains (losses) on disposals of loans and financial leases ………………….. …….. ……………

8560

0

J. Net gains (losses) on sales of other real estate owned………………………………………. ……..

8561

0

k. Net gains (losses) on sales of other assetsseven ………………………………………….. ……………

B496

0

I. Other non-interest income8………………………………………….. ……………………………………..

B497

972377

M. Total non-interest income (sum of items 5.a to 5.l) ……………………………. ………. ……………

4079

1005994

6. a. Capital gains (losses) realized on held-to-maturity securities ……….. …………..

3521

0

b. Realized gains (losses) on available-for-sale assetsdebt securities…………………………………….

3196

0

7. Non-interest expenses:

a. Salaries and benefits ……………………………………….. …. ……………………………

4135

1037748

b. Expenses for premises and fixed assets (net of rental income)

(excluding salaries and benefits and mortgage interest) ………………………………..

4217

82646

vs. (1) Good will impairments ……………………………………….. ….. ……………………………

C216

0

(2) Depreciation and impairment of other intangible fixed assets …………………………

C232

0

D. Other non-interest charges9 ………………………………………….. ……………………………..

4092

1218455

e. Total non-interest expenses (sum of items 7.a to 7.d) ……………………………. …. …………

4093

2338849

8. a. Income (loss) before net change unrealized holding gains (losses) on equity securities

not held for trading, applicable income taxes and discontinued operations

(sum of items 3, 5.m, 6.a, 6.b, minus items 4 and 7.e) ………………… ….. ………………………

HT69

3275806

b. Net change unrealized holding gains (losses) on non-trading equity securitiesten….

HT70

-205289

vs. Earnings (loss) before applicable taxes and discontinued operations

(sum of elements 8.a and 8.b) ………………………………… …………………………………………..

4301

3070517

9. Applicable income taxes (at item 8.c) …………………………………….. ……………………………………………..

4302

717203

10. Profit (loss) before discontinued operations (item 8.c less item 9) ………………… …..

4300

2353314

11. Discontinued operations, net of applicable income taxes11 …………………………………………..

FT28

0

12. Net income (loss) attributable to the holding company and non-controlling shareholders

(minority) interests (sum of headings 10 and 11) ………………………………… …………………………….

G104

2353314

13. LESS: Net income (loss) attributable to non-controlling (minority) interests

(if net income, report as positive value; if net loss, report as negative value) …………………

G103

0

14. Net profit (loss) attributable to the holding company (item 12 minus item 13) ……………………….

4340

2353314

5. Includes underwriting income from insurance and reinsurance activities.

6. To be completed by holding companies having $5 billion or more in total assets (Asset sizethe test is based on the previous year June 30th Date of report). Income and/or expenses relating to these items must be declared in the “other” categories.

7. Excludes net gains (losses) on sales of trading and held-to-maturity and available-for-sale assetsdebt securities.

8. See Annex III, point 6 for the record.

9. See Annex III, point 7 for the record.

10. Item 8.b must be completed by all holding companies. See the instructions for this item and the glossary entry for “Securities Activities” for more details on accounting for investments in equity securities.

11. Describe in Annex III, memory point 8.

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